SEC Form 4 · accession 0001209191-15-078922
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Weis
Officer — Chief Executive Officer & CTO · Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F1 | $7.17 | Nov 5, 2015 | A | 50,574 | A | — | Nov 5, 2025 | Common Stock | 50,574 | 314,338 | D |
Explanation of responses
- F116,858 exercisable 11/5/16 and 11/5/17 and 11/5/18
- F2N/A