SEC Form 4 · accession 0001029744-18-000015
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Lipps
Officer — Executive Vice President Sales
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Common Stock OptionF2,F1 | $2.49 | Jan 17, 2018 | A | 51,071 | A | — | Jan 17, 2028 | Common Stock | 51,071 | 294,350 | D |
Explanation of responses
- F117,023 exercisable 1/17/19, 17,024 exercisable 1/17/20 and 1/17/21
- F2N/A