SEC Form 3 · accession 0001029744-17-000110
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Slayton
Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,599 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Director Stock OptionF1 | $3.315 | holding | — | — | — | Nov 17, 2018 | Nov 17, 2027 | Common Stock | 2,000 | — | D |
Explanation of responses
- F1Option granted automatically upon appointment to the Board of Directors