SEC Form 4 · accession 0001029744-17-000087
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D. Burish
10% Owner
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2017 | P | 5,000 | $3.538 | A | 20,000 | I | Mr. Burish is trustee for Raquel Burish Trust and disclaims beneficial ownership in the shares. |
| Common Stock | holding | — | — | — | 460,000 | D | ||
| 9% Cumulative Voting Convertible Preferred Stock, Series AF1 | holding | — | — | — | 220 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share