SEC Form 4 · accession 0001029744-17-000043
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick H Kopko Jr.
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 7:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | P | 6,441 | $3.96 | A | 39,282 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Director Stock OptionF1 | $3.96 | Mar 7, 2017 | A | 2,000 | A | Mar 7, 2018 | Mar 7, 2027 | Common Stock | 2,000 | 22,000 | D |
Explanation of responses
- F1N/A