SEC Form 4 · accession 0001029744-16-000030
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Weis
Officer — Chief Executive Officer & CTO · Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Common Stock OptionF2,F1 | $4.75 | Dec 27, 2016 | A | 75,042 | A | — | Dec 27, 2026 | Common Stock | 75,042 | 387,380 | D |
| Employee Common Stock OptionF2,F3 | $4.75 | Dec 27, 2016 | A | 10,012 | A | — | Dec 27, 2026 | Common Stock | 10,012 | 397,392 | D |
Explanation of responses
- F125,014 exercisable 12/27/17 and 12/27/18 and 12/27/19
- F2N/A
- F310,012 exercisable 12/27/17