SEC Form 4 · accession 0001029744-16-000029
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Minor
Officer — Chief Financial Officer
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Common Stock OptionF2,F1 | $4.75 | Dec 27, 2016 | A | 41,273 | A | — | Dec 27, 2026 | Common Stock | 41,273 | 236,779 | D |
| Employee Common Stock OptionF2,F3 | $4.75 | Dec 27, 2016 | A | 4,320 | A | — | Dec 27, 2026 | Common Stock | 4,320 | 241,099 | D |
Explanation of responses
- F113,757 exercisable 12/27/17. 13,758 exercisable 12/27/18 and 12/27/19
- F2N/A
- F34,320 exercisable 12/27/17