SEC Form 4 · accession 0001029199-18-000137
EURONET WORLDWIDE, INC. · EEFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Brown
Officer — CEO and President of EWI Inc. · Director
Period of report
Sep 11, 2018
Accepted (ET)
Dec 20, 2018 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per shareF2,F3 | Sep 11, 2018 | S | 31,089 | $100.00 | D | 1,400,693 | D | |
| Common Stock, par value $0.02 per share | holding | — | — | — | 5,406 | I | By 401(k) Plan | |
| Common Stock, par value $0.02 per shareF4 | holding | — | — | — | 206,000 | I | See | |
| Common Stock, par value $0.02 per shareF5 | holding | — | — | — | 52,000 | I | By Family Trusts | |
| Common Stock, par value $0.02 per share | holding | — | — | — | 34,000 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $111.45 | Dec 12, 2018 | A | 40,371 | A | — | Dec 12, 2028 | Common Stock | 40,371 | 40,371 | D |
Explanation of responses
- F1The transaction reported on this form is a program transaction pursuant to a Rule 10b5-1 plan under the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.03, inclusive. The Reporting Person undertakes to provide to Euronet Worldwide, Inc., any security holder of Euronet Worldwide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range referred herein.
- F3Includes adjustments for the following gifts that were exempt under Section 16 per Rule 16b-5, but not previously reported: June 11, 2018 325 shares; September 10, 2018 10,000 shares; October 20, 2018 100 shares; November 30, 2018 10,000 shares.
- F4Shares held by Mr. Brown's spouse as custodian for his children.
- F5Shares held by four family trusts for the benefit of Mr. Brown's children, of which Mr. Brown's spouse is the trustee.
- F6This option vests with respect to 20% of the shares on December 12, 2019 and 20% each anniversary thereafter.