SEC Form 4 · accession 0001029199-18-000068
EURONET WORLDWIDE, INC. · EEFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Weller
Officer — EVP - Chief Financial Officer
Period of report
Aug 22, 2018
Accepted (ET)
Aug 24, 2018 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.02 per shareF1 | Aug 22, 2018 | M | 46,650 | $10.10 | A | 120,594 | D | |
| Common Stock, par value $0.02 per shareF2 | Aug 22, 2018 | S | 20,000 | $96.40 | D | 100,594 | D | |
| Common Stock, par value $0.02 per shareF3 | Aug 22, 2018 | S | 25,000 | $96.62 | D | 75,594 | D | |
| Common Stock, par value $0.02 per shareF4 | Aug 22, 2018 | S | 1,650 | $96.77 | D | 73,944 | D | |
| Common Stock, par value $0.02 per share | Aug 23, 2018 | M | 10,808 | $10.10 | A | 84,752 | D | |
| Common Stock, par value $0.02 per shareF5 | Aug 23, 2018 | S | 10,808 | $97.02 | D | 73,944 | D | |
| Common Stock, par value $0.02 per shareF6 | holding | — | — | — | 3,889 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $10.10 | Aug 22, 2018 | M | 46,650 | D | — | Dec 16, 2018 | Common Stock | 46,650 | 630 | D |
| Employee Stock Option (right to buy)F7 | $10.10 | Aug 23, 2018 | M | 630 | D | — | Dec 16, 2018 | Common Stock | 630 | 0 | D |
| Employee Stock Option (right to buy)F8 | $10.10 | Aug 23, 2018 | M | 10,178 | D | — | Dec 16, 2018 | Common Stock | 10,178 | 49,609 | D |
Explanation of responses
- F1Includes an additional 294 shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan during Q1 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.25 to $96.79, inclusive. The Reporting Person undertakes to provide to Euronet Worldwide, Inc., any security holder of Euronet Worldwide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range referred herein.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.50 to $96.81, inclusive. The Reporting Person undertakes to provide to Euronet Worldwide, Inc., any security holder of Euronet Worldwide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range referred herein.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.75 to $96.80, inclusive. The Reporting Person undertakes to provide to Euronet Worldwide, Inc., any security holder of Euronet Worldwide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range referred herein.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.11, inclusive. The Reporting Person undertakes to provide to Euronet Worldwide, Inc., any security holder of Euronet Worldwide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range referred herein.
- F6On March 14, 2018, the Reporting Person acquired 96 shares of the Issuer's common stock pursuant to the Euronet Worldwide, Inc. 401K plan.
- F7This option vests with respect to 40% of the shares on December 16, 2010 and 20% each anniversary thereafter provided that the price of Euronet Common Stock averages at least $16.00 per share for a 30-day calendar period prior to December 16, 2011.
- F8This option vests with respect to 40% of the shares on December 16, 2010 and 20% each anniversary thereafter.