SEC Form 4 · accession 0001209191-19-012795
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Louis Johnson
Officer — Vice President
Period of report
Feb 22, 2019
Accepted (ET)
Feb 22, 2019 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | M | 9,703 | — | A | 51,536 | D | |
| Common StockF1 | Feb 22, 2019 | M | 6,375 | — | A | 57,911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 22, 2019 | M | 9,703 | D | — | Feb 21, 2024 | Common Stock | 9,703 | 0 | D |
| Restricted Stock UnitF1 | — | Feb 22, 2019 | M | 6,375 | D | — | Feb 21, 2024 | Common Stock | 6,375 | 6,375 | D |
| Restricted Stock UnitF2 | — | Feb 22, 2019 | A | 46,875 | A | — | Feb 21, 2026 | Common Stock | 46,875 | 46,875 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock that vested and converted to common stock on February 22, 2019.
- F2Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.