SEC Form 4 · accession 0001209191-19-008209
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Louis Johnson
Officer — Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | M | 4,687 | $0.00 | A | 41,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 5, 2019 | M | 4,687 | D | — | Feb 4, 2026 | Common Stock | 4,687 | 4,687 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a right to receive one share of common stock.
- F2The RSUs vest over four years with 25% vesting on each annual anniversary of February 5, 2016.