SEC Form 4 · accession 0001209191-19-001574
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Louis Johnson
Officer — Vice President
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 8:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | M | 15,000 | $0.00 | A | 37,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 31, 2018 | M | 15,000 | D | — | Dec 4, 2023 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of common stock.
- F2This restricted stock unit vested as to one fourth (1/4) of the shares subject to the restricted stock unit on December 31, 2017, and three fourths (3/4) of the shares subject to the restricted stock unit vested on December 31, 2018.