SEC Form 4/A · accession 0001209191-18-021296
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Coffman
Officer — Senior Vice President
Period of report
Feb 1, 2018
Accepted (ET)
Mar 22, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.45 | Feb 1, 2018 | A | 100,000 | A | — | Jan 31, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Twenty percent (20%) of the shares subject to the option will vest upon achievement of certain performance goals, remaining eighty percent (80%) of the shares subject to the option will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter. The original Form 4 filed on February 5, 2018 is amended by this Form 4 amendment to correctly reflect the vesting schedule of the shares subject to the option. No other changes have been made to the original form 4.