SEC Form 4 · accession 0001209191-18-019417
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Novack
Officer — Senior Vice President
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | S | 450 | $18.00 | D | 77,192 | D | |
| Common StockF1 | Mar 9, 2018 | S | 1,671 | $17.96 | D | 75,521 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 250 shares acquired under Issuer's 2004 Employee Stock Purchase Plan ("ESPP") on February 14, 2014, 250 shares acquired under Issuer's 2004 ESPP on August 14, 2014, 260 shares acquired under Issuer's 2014 ESPP on February 13, 2015, 300 shares acquired under Issuer's 2014 ESPP on August 14, 2015, 302 shares acquired under Issuer's 2014 ESPP on February 16, 2016 and 309 shares acquired under Issuer's 2014 ESPP on August 15, 2016.