SEC Form 4 · accession 0001209191-18-007683
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Louis Johnson
Officer — Vice President
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2018 | M | 4,688 | $0.00 | A | 9,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.45 | Feb 1, 2018 | A | 56,000 | A | — | Jan 31, 2025 | Common Stock | 56,000 | 56,000 | D |
| Restricted Stock UnitF1,F3 | — | Feb 5, 2018 | M | 4,688 | A | — | Feb 4, 2026 | Common Stock | 4,688 | 10,312 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of common stock.
- F2This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter.
- F3This equity grant will vest over four (4) years with one fourth (1/4) of the shares subject to vesting twelve months after the grant date, and one forty-eighth (1/48) of the shares subject to the grant vesting on the last day of each month thereafter.