SEC Form 4 · accession 0001209191-17-014551
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eddie Gray
Officer — CEO and Director · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 22, 2017 | A | 150,000 | A | — | Feb 21, 2024 | Common Stock | 150,000 | 150,000 | D |
| Restricted Stock UnitsF2 | — | Feb 22, 2017 | A | 111,000 | A | — | Feb 21, 2024 | Common Stock | 111,000 | 111,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over two years with 50% vesting on each annual anniversary of February 22, 2017.
- F2Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2017.