SEC Form 4 · accession 0001209191-15-068030
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley A Plotkin
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 26, 2015 | M | 1,000 | $11.50 | A | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F2 | $11.50 | Aug 24, 2015 | M | 1,000 | D | — | May 12, 2019 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1On August 24, 2015, Stanley Plotkin exercised certain of his outstanding options for Common Stock. Common Stock was delivered to Mr. Plotkin on August 26, 2015. No shares were sold in the market in connection with this exercise.
- F2This stock option was granted on May 13, 2009 with an expiration of May 12, 2019 and vested one year after date of grant.
- F3Not Applicable.