SEC Form 4 · accession 0001437749-18-004211
Sun BioPharma, Inc. · SNBP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne Gagnon
Director
Period of report
Dec 29, 2017
Accepted (ET)
Mar 8, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029125
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $10.00 | Dec 29, 2017 | A | 50,000 | A | Dec 29, 2017 | Dec 29, 2027 | Common Stock | 50,000 | 50,000 | D |