SEC Form 4 · accession 0001437749-16-042817
Sun BioPharma, Inc. · SNBP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Robert Schemel
Director · 10% Owner
Period of report
Nov 14, 2016
Accepted (ET)
Dec 1, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | S | 7,000 | $1.43 | D | 2,826,548 | I | By Spouse |
| Common Stock | holding | — | — | — | 894,288 | D |
Table II — derivative securities
No Table II lines on this filing.