SEC Form 4 · accession 0001496877-18-000036
SB ONE BANCORP · SBBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine H Caristia
Director
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2018 | A | 583 | $0.00 | A | 6,971 | I | by Dir. Deferred Comp. Agreement |
| Common Stock | holding | — | — | — | 22,875 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent stock purchased pursuant to the Company's Amended and Restated Director Deferred Compensation Agreement due to the deferral of director's fees earned by this reporting person.