SEC Form 4 · accession 0001496877-18-000020
SB ONE BANCORP · SBBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Leppert
Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | A | 83 | $0.00 | A | 40,320 | I | by Dir. Deferred Comp. Agreement |
| Common StockF3 | Mar 1, 2018 | A | 26 | $0.00 | A | 55,556 | D | |
| Common StockF2 | holding | — | — | — | 55,530 | D | ||
| Common Stock | holding | — | — | — | 1,500 | I | by 401k Spouse | |
| Common Stock | holding | — | — | — | 23,727 | I | by 401k | |
| Common Stock | holding | — | — | — | 7,555 | I | by IRA Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent stock purchased as a result of dividends earned pursuant to the Company's Amended and Restated Director Deferred Compensation Agreement due to the deferral of director's fees earned by this reporting person.
- F2The directly held total includes shares held in an IRA previously reported as indirectly held.
- F3These shares represent dividends acquired through the Dividend Reinvestment Plan at American Stock Transfer and Trust Company.