SEC Form 4 · accession 0001496877-17-000006
SB ONE BANCORP · SBBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine H Caristia
Director
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2017 | A | 258 | $0.00 | A | 18,991 | D | |
| Common StockF2 | Jan 27, 2017 | A | 86 | $0.00 | A | 4,726 | I | by Director Deferred Compensation Agreement |
| Common StockF3 | Jan 27, 2017 | A | 170 | $0.00 | A | 4,897 | I | by Director Deferred Compensation Agreement |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent dividends acquired through the Dividend Reinvestment Plan at American Stock Transfer and Trust Company.
- F2These shares represent dividends acquired through the Director Deferred Compensation Plan.
- F3These shares represented stock purchased pursuant to the Company's Amended and Restated Director Deferred Compensation Agreement due to the deferral of director's fees earned by this reporting person.