SEC Form 4 · accession 0001496877-17-000003
SB ONE BANCORP · SBBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Lista
Officer — CEO Tri State Ins. Agency
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2017 | A | 765 | $0.00 | A | 76,553 | D | |
| Common StockF2 | Jan 25, 2017 | A | 4,000 | $0.00 | A | 80,553 | D | |
| Common Stock | holding | — | — | — | 1,103 | I | by IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent dividends acquired through the Dividend Reinvestment Plan at American Stock Transfer and Trust Company.
- F2These shares of restricted stock vest in five installments beginning on January 25, 2018.