SEC Form 4 · accession 0001496877-16-000105
SB ONE BANCORP · SBBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Mark Anthony Fusco
Officer — SEVP / CFO and Treasurer
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 8:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 45,497 | D | ||
| Common Stock | holding | — | — | — | 23,722 | I | by IRA | |
| Common Stock | holding | — | — | — | 350 | I | by daughter | |
| Common Stock | holding | — | — | — | 350 | I | by daughter | |
| Common Stock | holding | — | — | — | 350 | I | by daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $12.83 | Feb 24, 2016 | A | 6,000 | A | — | Feb 23, 2026 | Common Stock | 6,000 | 19,381 | D |
Explanation of responses
- F1These options vest annually in 20% increments beginning on February 24, 2017.