SEC Form 4 · accession 0001496877-15-000010
SB ONE BANCORP · SBBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Breitenstein
Officer — EVP/Chief Lending Officer
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2015 | A | 1,632 | $0.00 | A | 8,052 | D | |
| Common Stock | holding | — | — | — | 7,954 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $10.25 | Feb 6, 2015 | A | 2,831 | A | — | Feb 5, 2025 | Common Stock | 2,831 | 6,831 | D |
Explanation of responses
- F1These shares of restricted stock vest in three installments beginning on February 6, 2016.
- F2These options vest annually in 20% increments beginning on February 6, 2016.