SEC Form 4 · accession 0001496877-15-000007
SB ONE BANCORP · SBBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Ursin
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | A | 98 | $0.00 | A | 6,316 | I | by Director Deferred Compensation Agreement |
| Common Stock | holding | — | — | — | 33,400 | I | by IRA | |
| Common Stock | holding | — | — | — | 1,200 | D | ||
| Common Stock | holding | — | — | — | 300 | I | by IRA Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent phantom stock units issued pursuant to the Company's Amended and Restated Directors Deferred Compensation Agreement due to the deferral of director's fees earned by the reporting person. Each share of phantom stock is payable in one share of common stock upon the reporting person's termination of service as a director.