SEC Form 4 · accession 0001140361-15-003056
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff C Jones
Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Pacific Premier Bancorp, Inc. Common StockF1 | Jan 26, 2015 | P$0 | 15,563 | — | A | 94,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants on Pacific Premier Bancorp, Inc. Common StockF1 | $5.94 | Jan 26, 2015 | A | 1,228 | A | Jan 26, 2015 | Apr 30, 2015 | Pacific Premier Bancorp, Inc. Common Stock | 1,228 | 34,728 | D |
Explanation of responses
- F1In connection with Pacific Premier Bancorp, Inc.'s (the "Company") acquisition of Independence Bank ("IDPK"), which closed on January 26, 2015, Mr. Jones is eligible to receive up to 15,563 shares of the Company's common stock (subject to adjustment based on the final exchange allocations) in exchange for shares of IDPK common stock held by him. As a holder of a warrant to purchase shares of IDPK common stock, which was assumed by the Company in connection with the acquisition, the IDPK warrant held by Mr. Jones is now exercisable for 1,228 shares of the Company's common stock at an exercise price of $5.94.