SEC Form 4 · accession 0001028918-18-000189
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Garrett
Director
Period of report
Jul 1, 2018
Accepted (ET)
Oct 3, 2018 · 8:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1,F2 | Jul 1, 2018 | A | 468 | $38.15 | A | 71,970 | D | |
| PPBI Common StockF3,F4,F5 | Oct 1, 2018 | A | 490 | $36.41 | A | 72,460 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF6 | $7.87 | holding | — | — | — | — | Jun 5, 2022 | PPBI Common Stock | 2,500 | 2,500 | D |
| Options on PPBI Common StockF7 | $10.44 | holding | — | — | — | — | Jan 2, 2023 | PPBI Common Stock | 7,500 | 7,500 | D |
| Options on PPBI Common StockF8 | $15.68 | holding | — | — | — | — | Jan 2, 2024 | PPBI Common Stock | 7,500 | 7,500 | D |
| Options on PPBI Common StockF9 | $15.16 | holding | — | — | — | — | Jan 28, 2025 | PPBI Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Restricted stock issued to the reporting person on July 1, 2018 in lieu of meeting fees of $17,875 for second the quarter of 2018, which vested in full on September 30, 2018.
- F2Includes 1,427 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F3Shares issued to the reporting person in lieu of meeting fees of $17,875 for third the quarter of 2018.
- F4Restricted stock which vests in full on December 31, 2018.
- F5Includes 1,917 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F6The option vests in three equal annual installments beginning on 6/05/2013.
- F7The option vests in three equal annual installments beginning on 1/02/2014.
- F8The option vests in three equal annual installments beginning on 1/02/2015.
- F9The option vests in three equal annual installments beginning on 1/28/2016.