SEC Form 4 · accession 0001028918-18-000148
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E. Pfau
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1 | Jun 1, 2018 | M | 2,603 | $8.94 | A | 34,697 | D | |
| PPBI Common StockF1 | Jun 1, 2018 | M | 867 | $12.97 | A | 35,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF2 | $8.94 | Jun 1, 2018 | M | 2,603 | D | — | Sep 1, 2020 | PPBI Common Stock | 2,603 | 0 | D |
| Options on PPBI Common StockF2 | $12.97 | Jun 1, 2018 | M | 867 | D | — | Feb 2, 2019 | PPBI Common Stock | 867 | 0 | D |
Explanation of responses
- F1Reflects the forfeiture of 1,427 shares of restricted stock upon Mr. Pfau ceasing to be a director of PPBI.
- F2All unvested, unexercised options previously reported vested and became immediately exercisable upon Mr. Pfau ceasing to be a director of PPBI.