SEC Form 3 · accession 0001028918-18-000107
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Rinaldi
Officer — President of Franchise Lending
Period of report
Mar 27, 2018
Accepted (ET)
Apr 6, 2018 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1 | holding | — | — | — | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF2 | $15.87 | holding | — | — | — | — | Jan 31, 2024 | PPBI Common Stock | 10,000 | — | D |
| Options on PPBI Common StockF3 | $15.16 | holding | — | — | — | — | Jan 28, 2025 | PPBI Common Stock | 5,000 | — | D |
| Options on PPBI Common StockF4 | $20.42 | holding | — | — | — | — | Jan 5, 2026 | PPBI Common Stock | 25,000 | — | D |
Explanation of responses
- F1Includes 10,000 shares of restricted stock granted on 12/12/2016 and 5,000 shares of restricted stock granted on 2/28/2018. Each restricted stock grant is subject to a three-year vesting schedule and to forfeiture upon the occurrence of certain events, in each case as specified in the applicable award agreement.
- F2The option vests in three equal annual installments beginning on 1/31/2015.
- F3The option vests in three equal annual installments beginning on 1/28/2016.
- F4The option vests in three equal annual installments beginning on 1/05/2017.