SEC Form 4 · accession 0001028918-18-000093
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Garrett
Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1,F2,F3 | Apr 2, 2018 | A | 444 | $40.20 | A | 71,502 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF4 | $7.87 | holding | — | — | — | — | Jun 5, 2022 | PPBI Common Stock | 2,500 | 2,500 | D |
| Options on PPBI Common StockF5 | $10.44 | holding | — | — | — | — | Jan 2, 2023 | PPBI Common Stock | 7,500 | 7,500 | D |
| Options on PPBI Common StockF6 | $15.68 | holding | — | — | — | — | Jan 2, 2024 | PPBI Common Stock | 7,500 | 7,500 | D |
| Options on PPBI Common StockF7 | $15.16 | holding | — | — | — | — | Jan 28, 2025 | PPBI Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Shares issued to the reporting person in lieu of meeting fees of $17,875.
- F2Restricted stock which vests in full on June 30, 2018.
- F3Includes 1,871 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F4The option vests in three equal annual installments beginning on 6/05/2013.
- F5The option vests in three equal annual installments beginning on 1/02/2014.
- F6The option vests in three equal annual installments beginning on 1/02/2015.
- F7The option vests in three equal annual installments beginning on 1/28/2016.