SEC Form 4 · accession 0001028918-18-000059
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Arnold
Officer — Chief Compliance/Risk Officer
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 9:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1,F2 | Feb 28, 2018 | A | 5,000 | $0.00 | A | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF3 | $21.54 | holding | — | — | — | — | Mar 9, 2026 | PPBI Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Restricted Stock which vests in full on the third anniversary of the date of grant.
- F2Includes 5,000 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F3The options vests in three equal annual installments beginning 3/9/2017.