SEC Form 4 · accession 0001028918-18-000055
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E. Pfau
Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 9:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1,F2 | Feb 28, 2018 | A | 1,427 | $0.00 | A | 33,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF3 | $12.97 | holding | — | — | — | — | Feb 2, 2019 | PPBI Common Stock | 867 | 867 | D |
| Options on PPBI Common StockF3 | $8.94 | holding | — | — | — | — | Sep 1, 2020 | PPBI Common Stock | 2,603 | 2,603 | D |
Explanation of responses
- F1Restricted Stock which vests in full on the first anniversary of the date of grant.
- F2Includes 1,802 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F3All options became immediately vested and exercisable as of 4/1/2017.