SEC Form 4 · accession 0001028918-18-000012
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J. Nicolas Jr.
Officer — SEVP & CFO
Period of report
Jan 26, 2018
Accepted (ET)
Jan 29, 2018 · 9:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1 | Jan 26, 2018 | M | 468 | $41.55 | A | 24,682 | D | |
| PPBI Common StockF2 | holding | — | — | — | 2,500 | I | The Nicolas Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PPBI Restricted Stock UnitF3,F4 | — | Jan 26, 2018 | M | 468 | D | — | — | PPBI Common Stock | 468 | 936 | D |
Explanation of responses
- F1Includes 22,810 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F2These shares are held by The Nicolas Living Trust under agreement date 8/8/2006 (the "Trust"), Ronald J. Nicolas, Jr., Co-Trustee. The reporting person shares voting and dispositive control over shares held by the Trust.
- F3Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installmentsrangingbetween 1/5 and 1/3 of the reported number of Restricted Stock Units.
- F4Not applicable.