SEC Form 4 · accession 0001028918-17-000258
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Garrett
Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1,F2 | Dec 14, 2017 | G | 200 | $0.00 | D | 69,188 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF3 | $15.16 | holding | — | — | — | — | Jan 28, 2025 | PPBI Common Stock | 7,500 | 7,500 | D |
| Options on PPBI Common StockF4 | $15.68 | holding | — | — | — | — | Jan 2, 2024 | PPBI Common Stock | 7,500 | 7,500 | D |
| Options on PPBI Common StockF5 | $7.87 | holding | — | — | — | — | Jun 5, 2022 | PPBI Common Stock | 2,500 | 2,500 | D |
| Options on PPBI Common StockF6 | $10.44 | holding | — | — | — | — | Jan 2, 2023 | PPBI Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1The shares were given as a bona fide gift to the University of California, Berkeley Foundation.
- F2Includes 1,638 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F3The option vests in three equal annual installments beginning on 1/28/2016.
- F4The option vests in three equal annual installments beginning on 1/02/2015.
- F5The option vests in three equal annual installments beginning on 6/05/2013.
- F6The option vests in three equal annual installments beginning on 1/02/2014.