SEC Form 4 · accession 0001028918-17-000135
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simone Lagomarsino
Director
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1 | May 11, 2017 | M | 4,426 | $22.59 | A | 93,049 | D | |
| PPBI Common StockF1 | May 15, 2017 | S | 6,250 | $37.00 | D | 86,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF3 | $22.59 | May 11, 2017 | M | 4,426 | D | — | Mar 2, 2025 | PPBI Common Stock | 4,426 | 0 | D |
Explanation of responses
- F1Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F2Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 04, 2017.
- F3All options became immediately vested and exercisable as of 4/1/2017.