SEC Form 4 · accession 0001028918-17-000127
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simone Lagomarsino
Director
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 8:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1 | May 1, 2017 | M | 11,049 | $22.59 | A | 86,062 | D | |
| PPBI Common StockF2,F1 | May 1, 2017 | S | 11,049 | $37.5568 | D | 75,013 | D | |
| PPBI Common StockF1 | May 1, 2017 | M | 13,610 | $22.04 | A | 88,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common StockF3 | $22.59 | May 1, 2017 | M | 11,049 | D | — | Mar 2, 2025 | PPBI Common Stock | 11,049 | 4,426 | D |
| Options on PPBI Common StockF3 | $22.04 | May 1, 2017 | M | 13,610 | D | — | Feb 1, 2024 | PPBI Common Stock | 13,610 | 0 | D |
Explanation of responses
- F1Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.55 to $37.60, inclusive.
- F3All options became immediately vested and exercisable as of 4/1/2017.