SEC Form 4 · accession 0001028918-17-000053
PACIFIC PREMIER BANCORP INC · PPBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Boudreau
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PPBI Common StockF1 | Feb 6, 2017 | M | 5,000 | $7.10 | A | 44,451 | D | |
| PPBI Common StockF1 | Feb 6, 2017 | M | 5,000 | $5.01 | A | 49,451 | D | |
| PPBI Common StockF1 | Feb 6, 2017 | M | 1,000 | $6.30 | A | 50,451 | D | |
| PPBI Common StockF1 | Feb 6, 2017 | M | 2,500 | $7.87 | A | 52,951 | D | |
| PPBI Common StockF1 | Feb 6, 2017 | M | 7,500 | $10.44 | A | 60,451 | D | |
| PPBI Common StockF1 | Feb 6, 2017 | M | 7,500 | $15.68 | A | 67,951 | D | |
| PPBI Common StockF2,F1 | Feb 6, 2017 | S | 9,275 | $39.0619 | D | 58,676 | D | |
| PPBI Common StockF3,F1 | Feb 7, 2017 | S | 6,436 | $39.0522 | D | 52,240 | D | |
| PPBI Common StockF4,F1 | Feb 8, 2017 | S | 2,615 | $38.0213 | D | 49,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on PPBI Common Stock | $7.10 | Feb 6, 2017 | M | 5,000 | D | Jan 2, 2009 | Jan 2, 2018 | PPBI Common Stock | 5,000 | 0 | D |
| Options on PPBI Common Stock | $5.01 | Feb 6, 2017 | M | 5,000 | D | Aug 27, 2009 | Aug 27, 2018 | PPBI Common Stock | 5,000 | 0 | D |
| Options on PPBI Common Stock | $6.30 | Feb 6, 2017 | M | 1,000 | D | Jan 5, 2012 | Jan 5, 2021 | PPBI Common Stock | 1,000 | 0 | D |
| Options on PPBI Common Stock | $7.87 | Feb 6, 2017 | M | 2,500 | D | Jun 5, 2013 | Jun 5, 2022 | PPBI Common Stock | 2,500 | 0 | D |
| Options on PPBI Common Stock | $10.44 | Feb 6, 2017 | M | 7,500 | D | Jan 2, 2014 | Jan 2, 2023 | PPBI Common Stock | 7,500 | 0 | D |
| Options on PPBI Common Stock | $15.68 | Feb 6, 2017 | M | 7,500 | D | Jan 2, 2015 | Jan 2, 2024 | PPBI Common Stock | 7,500 | 0 | D |
| Options on PPBI Common Stock | $15.16 | holding | — | — | — | Jan 28, 2016 | Jan 28, 2025 | PPBI Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 to $39.55, inclusive.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.20, inclusive.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.10, inclusive.