SEC Form 4 · accession 0001028734-18-000118

COBIZ FINANCIAL INC · COBZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman/CEO · Director

Period of report

Oct 1, 2018

Accepted (ET)

Oct 3, 2018 · 4:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001028734

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Oct 1, 2018	D	1,012,355	—	D	D
Common Stock^F2	Oct 1, 2018	D	135,000	—	D	I	by Corporation
Common Stock^F2	Oct 1, 2018	D	241,571	—	D	I	by Partnership
Common Stock^F2	Oct 1, 2018	D	10,000	—	D	I	by Son
Common Stock^F2	Oct 1, 2018	D	68,966	—	D	I	by Spouse

No Table II lines on this filing.

F1Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration"). Disposed shares includes unvested restricted stock previously granted under an Equity Incentive Compensation Plan of the Issuer which became fully vested at the time of the merger and eligible to receive Merger Consideration.
F2Shares disposed of pursuant to the Merger on October 1, 2018.