SEC Form 4 · accession 0001028734-18-000098
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sue Hermann
Officer — SVP & Communications Director
Period of report
Jul 20, 2018
Accepted (ET)
Jul 23, 2018 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2018 | M | 100 | $6.00 | A | 17,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.00 | Jul 20, 2018 | M | 100 | D | Jul 20, 2011 | Jul 20, 2018 | Common Stock | 100 | 0 | D |