SEC Form 4 · accession 0001028734-18-000060
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Burgamy
Director
Period of report
Apr 18, 2018
Accepted (ET)
Apr 20, 2018 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 18, 2018 | M | 1,000 | $13.61 | A | 236,120 | D | |
| Common Stock | Apr 18, 2018 | M | 1,000 | $11.08 | A | 237,120 | D | |
| Common Stock | Apr 18, 2018 | M | 1,000 | $9.56 | A | 238,120 | D | |
| Common Stock | Apr 18, 2018 | M | 2,000 | $6.62 | A | 240,120 | D | |
| Common Stock | Apr 18, 2018 | M | 2,000 | $7.22 | A | 242,120 | D | |
| Common Stock | holding | — | — | — | 35,750 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.62 | Apr 18, 2018 | M | 2,000 | D | May 17, 2012 | May 17, 2019 | Common Stock | 2,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.22 | Apr 18, 2018 | M | 2,000 | D | May 18, 2011 | May 18, 2018 | Common Stock | 2,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $9.56 | Apr 18, 2018 | M | 1,000 | D | May 15, 2013 | May 15, 2020 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $11.08 | Apr 18, 2018 | M | 1,000 | D | May 15, 2014 | May 15, 2021 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $13.61 | Apr 18, 2018 | M | 1,000 | D | Apr 15, 2015 | Apr 15, 2022 | Common Stock | 1,000 | 0 | D |