SEC Form 4 · accession 0001028734-18-000053
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Bangert
Officer — Chairman/CEO · Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 9:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2018 | A | 19,997 | $0.00 | A | 1,022,724 | D | |
| Common StockF2 | Mar 7, 2018 | D | 2,507 | $19.95 | D | 1,020,217 | D | |
| Common StockF2 | Mar 7, 2018 | D | 1,953 | $19.95 | D | 1,018,264 | D | |
| Common StockF2 | Mar 7, 2018 | D | 1,968 | $19.95 | D | 1,016,296 | D | |
| Common Stock | Mar 9, 2018 | S | 3,941 | $19.90 | D | 1,012,355 | D | |
| Common Stock | holding | — | — | — | 135,000 | I | by Corporation | |
| Common Stock | holding | — | — | — | 241,571 | I | by Partnership | |
| Common Stock | holding | — | — | — | 10,000 | I | by Son | |
| Common Stock | holding | — | — | — | 68,966 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award, vesting ratably over three years.
- F2Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.