SEC Form 4 · accession 0001028734-18-000051
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dalton
Officer — Executive Vice President
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 9:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2018 | D | 834 | $19.95 | D | 73,259 | D | |
| Common StockF1 | Mar 7, 2018 | D | 828 | $19.95 | D | 72,431 | D | |
| Common StockF1 | Mar 7, 2018 | D | 1,062 | $19.95 | D | 71,369 | D | |
| Common Stock | Mar 7, 2018 | S | 3,350 | $19.90 | D | 68,019 | D | |
| Common StockF2 | Mar 7, 2018 | S | 6,650 | $19.90 | D | 61,369 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.
- F2Average sales price with a range of $19.90 to $19.93