SEC Form 4 · accession 0001028734-18-000029
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Travis
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 20, 2018 · 9:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | M | 1,000 | $13.61 | A | 83,585 | D | |
| Common Stock | Feb 16, 2018 | M | 1,000 | $11.08 | A | 84,585 | D | |
| Common Stock | Feb 16, 2018 | M | 1,000 | $9.56 | A | 85,585 | D | |
| Common Stock | Feb 16, 2018 | M | 1,000 | $6.62 | A | 86,585 | D | |
| Common Stock | Feb 16, 2018 | M | 1,000 | $7.22 | A | 87,585 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.62 | Feb 16, 2018 | M | 1,000 | D | May 17, 2012 | May 17, 2019 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.22 | Feb 16, 2018 | M | 1,000 | D | May 18, 2011 | May 18, 2018 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $9.56 | Feb 16, 2018 | M | 1,000 | D | May 15, 2013 | May 15, 2020 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $11.08 | Feb 16, 2018 | M | 1,000 | D | May 15, 2014 | May 15, 2021 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $13.61 | Feb 16, 2018 | M | 1,000 | D | May 15, 2015 | Apr 15, 2022 | Common Stock | 1,000 | 0 | D |