SEC Form 5 · accession 0001028734-18-000015
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pass
Officer — EVP and CIO
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 9:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2017 | J | 221 | $17.62 | A | 13,187 | D | |
| Common StockF2 | Dec 31, 2017 | J | 275 | $16.52 | A | 13,462 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Average price of shares acquired by contributions to a 401k plan throughout 2017 at prices ranging from of $15.98 to $20.71.
- F2Average price of shares acquired throughout 2017 in an employee stock purchase plan at prices with a range of $15.12 to $17.99.