SEC Form 4 · accession 0001028734-17-000129
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pass
Officer — EVP and CIO
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 9:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | S | 141 | $17.82 | D | 13,718 | D | |
| Common StockF1 | Aug 1, 2017 | S | 752 | $17.81 | D | 12,966 | D | |
| Common Stock | Aug 1, 2017 | M | 100 | $8.69 | A | 13,066 | D | |
| Common Stock | Aug 1, 2017 | S | 100 | $17.79 | D | 12,966 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $8.69 | Aug 1, 2017 | M | 100 | D | May 15, 2013 | May 15, 2020 | Common Stock | 100 | 0 | D |
Explanation of responses
- F1Average sales price with a range of $17.81 to $17.82