SEC Form 4 · accession 0001028734-17-000086
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sue Hermann
Officer — SVP & Communications Director
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2017 | M | 1,500 | $7.54 | A | 17,056 | D | |
| Common Stock | May 19, 2017 | S | 1,028 | $15.75 | D | 16,028 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.54 | May 19, 2017 | M | 1,500 | D | May 19, 2013 | May 19, 2017 | Common Stock | 1,500 | 0 | D |