SEC Form 4 · accession 0001028734-17-000082
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Ostertag
Officer — Chief Credit Officer
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 150 | $6.86 | A | 68,930 | D | |
| Common StockF1 | May 12, 2017 | S | 99 | $16.0185 | D | 68,831 | D | |
| Common Stock | May 12, 2017 | M | 5,667 | $7.54 | A | 74,498 | D | |
| Common StockF1 | May 12, 2017 | S | 3,877 | $16.0185 | D | 70,621 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.86 | May 12, 2017 | M | 150 | D | May 18, 2012 | Jul 18, 2019 | Common Stock | 150 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.54 | May 12, 2017 | M | 5,667 | D | May 19, 2013 | May 19, 2017 | Common Stock | 5,667 | 0 | D |
Explanation of responses
- F1Average sales price with a range of $16.00 to $16.09.