SEC Form 4 · accession 0001028734-17-000071
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Makovsky
Director
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2017 | M | 1,500 | $7.54 | A | 38,687 | D | |
| Common Stock | May 4, 2017 | S | 1,500 | $16.6033 | D | 37,187 | D | |
| Common Stock | May 4, 2017 | M | 2,000 | $7.22 | A | 39,187 | D | |
| Common Stock | May 4, 2017 | S | 2,000 | $16.60 | D | 37,187 | D | |
| Common Stock | holding | — | — | — | 56,672 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 2,513 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.22 | May 4, 2017 | M | 2,000 | D | May 18, 2011 | May 18, 2018 | Common Stock | 2,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.54 | May 4, 2017 | M | 1,500 | D | May 19, 2010 | May 19, 2017 | Common Stock | 1,500 | 0 | D |