SEC Form 4 · accession 0001028734-17-000050

COBIZ FINANCIAL INC · COBZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 15, 2017

Accepted (ET)

Mar 16, 2017 · 7:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001028734

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 15, 2017	M	259	$13.61	A	6,235	D
Common Stock^F1	Mar 15, 2017	S	259	$17.0643	D	5,976	D
Common Stock	Mar 15, 2017	M	1,000	$11.08	A	6,976	D
Common Stock^F1	Mar 15, 2017	S	1,000	$17.0643	D	5,976	D
Common Stock	Mar 15, 2017	M	1,000	$9.56	A	6,976	D
Common Stock^F1	Mar 15, 2017	S	1,000	$17.0643	D	5,976	D
Common Stock	Mar 15, 2017	M	992	$6.62	A	6,968	D
Common Stock^F1	Mar 15, 2017	S	992	$17.0643	D	5,976	D
Common Stock^F2	Mar 15, 2017	S	416	$17.07	D	5,560	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)	$6.62	Mar 15, 2017	M	992	D	May 17, 2012	May 17, 2019	Common Stock	992	0	D
Non-Qualified Stock Option (right to buy)	$9.56	Mar 15, 2017	M	1,000	D	May 15, 2013	May 15, 2020	Common Stock	1,000	0	D
Non-Qualified Stock Option (right to buy)	$11.08	Mar 15, 2017	M	1,000	D	May 15, 2014	May 15, 2021	Common Stock	1,000	0	D
Non-Qualified Stock Option (right to buy)	$13.61	Mar 15, 2017	M	259	D	Apr 15, 2015	Apr 15, 2022	Common Stock	259	741	D